ADVANCED INVESTMENT COMPANY ACT ISSUES (2) (BUS 803)

Professor William Renahan

This course will thoroughly analyze all the laws and regulations impacting investmen companies of all types, the exemptions that may exist and how these collective investment vehicles are regulated.  The course will also analyze the recent legislative changes made by the Dodd-Frank Act and the new regulatins to be promulgated by the SEC.  In particular, the course will examine corporate governance issues, fee arrangements, registration and disclosure requirements, the agreements utilized by mutual funds, redemption rights, issues involving service providers to mutual funds and liability issues.