Courses - LL.M in Financial Services Law - Fall 2011 Semester
| Week Day | 4:00PM | 6:00PM | 7:50PM |
| Monday | (1) Audit, Examination and Inspection of Global Financial Institutions (2) Securities Regulation | ||
| Tuesday | Derivatives Market Regulation | Regulatory Policy | (1) Consumer Credit & Financing (2) Introduction to Derivatives Law |
| Wednesday | (1) Banking Law (2) Regulatory Investigations & Enforcement Proceedings -- From a Defense Perspective | (1) Hedge Funds -- Their Regulation and Structure (2) Securities Regulation | |
| Thursday | Derivatives Documentation -- Mastering the Master Agreement | Insolvency of Financial Institutions | |
| Friday | |||
New Courses - LL.M in Financial Services Law - Spring 2012 Semester
| Week Day | 9:00AM to 2:00PM | 2:00PM to 3:40PM | 4:00PM | 6:00PM | 7:50PM |
| Monday | (1) Criminal Prosecutions within the Financial Services (2) OTC Swaps Clearing | Bank Holding Companies | |||
| Tuesday | Regulation of Broker-Dealers and FCMs | (1) Compliance for Global Financial Services (2) Securities Litigation from a Defense Perspective | Hedge Funds II -- Advanced Drafting Course | ||
| Wednesday | Financial Services Seminar | Financial Services Advanced Research Seminar |
(1) Employment Law and Executive Compensation Issues (2) International Banking Laws
| Advanced Investment Co. Act Issues | |
| Thursday | Financial Law & Regulatory Policy | (1)Correspondent Clearing Relationships (2) Energy Laws & Regulations | Securitization, Structured Finance and the Capital Markets | ||
| Friday | |||||
Please contact Professor Filler at 212.431.2812 or via e-mail at Ronald.Filler@nyls.edu.