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AREAS OF CONCENTRATION IN THE LL.M. IN FINANCIAL SERVICES

Students must complete a minimum of ten credits in their selected area of concentration.  All classes are two credits unless otherwise noted.  Courses with an asterisk (*) are pending. Not all courses are offered every year.

 

Asset Management Concentration

Derivatives Documentation: Master Agreement
Derivatives Law: Introduction to Basic Concepts
Hedge Fund - Regulation & Structure 
Insolvency of Financial Institutions
Bank Secrecy Act & AML
Energy Laws & Regulations*
OTC Clearing & Trading*
Prime Brokerage and Securities Financing
Financial and Regulatory Crises - Special S  topics
Taxation of Financial Instruments

 

Banking Concentration

Banking Law
Bank Secrecy Act & AML
Energy Laws & Regulations*
Compliance for Global Financial Services
Derivatives Products and the Law - Adv Concepts
Employment Law in the Financial Industry
Financial & Regulatory Crisis - Special Topics
OTC Clearing & Trading*
Prime Brokerage and Securities Financing
Workouts, Foreclosures & Bankruptcy (3)
Bank Holding Companies*
Consumer Credit & Financing
Derivatives Documentation: Master Agreement
Derivatives Law: Introduction to Basic Concepts
Insolvency of Financial Institutions
International Banking Laws & Regulations
 

Capital Markets

Bank Secrecy Act & AML
Compliance for Global Financial Services
Derivatives Products and the Law - Adv Concepts
Employment Law in the Financial Industry
Energy Laws & Regulations*
Enforcement & SRO Proceedings - Defense
Financial & Regulatory Crisis - Special Topics
Insolvency of Financial Institutions
International Finance (3)
Municipal Finance
OTC Clearing & Trading
Prime Brokerage & Securities Trading
Regulation of Brokers & Dealers and FCMs
Taxation of Financial Instruments
Workouts, Foreclosures & Bankruptcy (3)
 

International Regulation

International Banking Laws & Regulations
International Business Transactions
International Commercial dispute Resolution
International Law (3)
International Real Estate Law
International Taxation of Individuals
International Taxation of Business