Financial Services Workshop
Each week various industry experts speaking on a variety of current legal, business, and regulatory issues will meet with students in the seminar portion of this course. Students will be required to work 12 hours per week with a government agency or financial services firm (exchanges, brokerage firms or hedge funds) in a legal/compliance area in the workshop portion. Prerequisite: Securities Regulation or Derivatives Market Regulation Seminar. A final paper is required for the seminar. The 2 credits of the seminar portion of this course are letter graded and the 2 credits of the workshop portion are graded on a pass/fail basis.