Financial Services Law Institute

The Financial Services Law Institute is the Center for Business and Financial Law's project that focuses on the law and regulation of all aspects of the financial industry, including banks, broker-dealers, and investment funds.

The mission of the Financial Services Law Institute is supported by New York Law School's unparalled range of courses covering all aspects of the financial services industry, including:

Banking Law

Bank Secrecy Act and Anti-Money Laundering Regulations in the New Millennium

Consumer Credit and Financing

Corporate Finance 

Derivatives Documents - Mastering the Master Agreement

Derivatives Market Regulation Seminar  

Financial Advocacy

Financial Law and Regulatory Policy

Financial Services Seminar & Workshop

Hedge Funds - Their Regulation and Structure

Introduction to Derivates Law

Prime Brokerage & Securities Financing

Private Equity Funds

Securities Litigation - From a Defense Perspective

Securities Arbitration Clinic and Seminar

Securities Regulation

Securities Regulation: Broker-Dealer Regulation

Securities Regulation: Federal Regulation of Mutual Funds

Securitization, Structured Finance and the Capital Markets

The Financial Services Law Institute also sponsors a wide variety of events led by senior practitioners and regulatory officials.

Student projects in the financial services area include Financial Law Updates and the FINRA arbitration award database (which will be online in early 2013).

Externships with financial institutions and regulatory agencies are avilable through Professor Filler's Financial Services Seminar & Workshop. 

New York Law School also offers an LL.M. degree in financial services law for students or practitioners interested in enhancing their speciality.

PROJECTS AND AFFILIATIONS