News Archive 2013

11/2013: Securities Arbitration Clinic (“SAC”) students Lauren Marinelli, Christopher Torrenzano, and Leonides Viajar participated in a Securities Dispute Resolution Triathlon (held at St. John’s Law School) which consisted of a simulated negotiation, and also mediation and arbitration rounds judged by current FINRA arbitrators and mediators. They placed third in the competition’s mediation round out of a field of 24 teams from around the country. SAC members Kim O’Toole and Alex Truitt served as team coaches.

11/12/13: Professor Houman Shadab’s research on hedge funds is quoted in “The Fine Print for Investing in Hedge Funds” by Accredited Investor Markets.

11/11/13: The Street interviews Professor Ronald Filler on the impact of new CFTC rules on retail investors. Click here to see the video.

11/6/13: Professor Howard Meyers is featured in a CCTV-America video interview discussing SAC Capital’s guilty plea.

11/4/13: Professor Houman Shadab spoke on a panel about Basel III bank liquidity regulation at the second annual Collateral Management conference sponsored by Global Financial Markets Intelligence.

October 2013: Inaugural edition of the NYLS Loan Report Published. Under the guidance of Professor Houman Shadab (the Co-Director of the Center for Business and Financial Law), the NYLS Loan Report – a project involving over 30 student members of the center – displays the important terms of credit agreements from 168 commercial loans with a combined value of approximately $80 billion and which range in size from $220,000 to $5 billion. This project distills their essential terms in a consistent, accurate, and readable format. Click here for more.

10/24/13: Several students in the Securities Arbitration Clinic (SAC) – Alex Truitt, Marlana Aref, and Lauren Porretta – successfully negotiated a favorable settlement on behalf of a client whose broker recommended that he purchase shares in an unsuitable and illiquid Real Estate Investment Trust. Last year’s SAC students (Param Sahni, Justin Marquez, and Tara Gatto) drafted the Statement of Claim in connection with this matter.

10/16/13: Professor Ronald Filler spoke on a panel at the Chicago Federal Reserve Bank discussing “How Would the Dodd Frank Act Have Impacted Lehman Brothers and AIG?”

9/27/13: Professor Tamara Belinfanti has been asked to serve a two-year term on the NYCBA Securities Regulation Committee. Actively engaged in the securities industry, the committee is composed of lawyers with diverse perspectives on securities issues, including members of law firms, counsel to corporations, investment banks, investors and government agencies, and legal academics.

9/23/13: Professor Howard Meyers has been quoted by Quartz in “Why A New Rule Allowing Hedge Funds To Advertise Could Be The Biggest Change to US Capital Markets Since the 1930s.”

9/2013: New York Law School’s LL.M. program in Financial Services Law (under the leadership of is director, Professor Ronald Filler) has been ranked #1 in the nation by the readers of the New York Law Journal for a second year in a row.

8/2013: The Securities Arbitration Clinic received a favorable arbitration award against Chase Investment Services, Corp. (Read the award here.) The Arbitrator awarded our client 100 percent of the requested damages along with 9 percent interest, and also ordered Chase to reimburse our client’s filing fee. Credit goes to last year’s clinic students – Carl-Alain Memnon, Kathleen Maher, and Lauren Smith – who interviewed the client, developed a theory of the case, conducted extensive legal research, and drafted and filed a claim with the Financial Industry Regulatory Authority.

8/2013: Ali Salameh ’14 had his article “The FDIC as Receiver of Failed Banks: A Primer” published in the Journal of Taxation and Regulation of Financial Institutions.

7/3/2013: Professor Houman Shadab gave a presentation on the role of market makers in financial markets to executives from Industrial Securities Co., Ltd., a brokerage and investment bank based in Fuzhou, China.

6/6/13: Professor Houman Shadab’s article, The Law and Economics of Hedge Funds: Financial Innovation and Investor Protection, 6 Berkeley Bus. L. J. 240 (2009), was cited by the Western District of Pennsylvania in Claude Worthington Benedum Foundation v. Harley, Civil Action No. 12-1386, 2013 BL 147763 (W.D. Pa.) and also by the United States Court of Federal Claims in Jicarilla Apache Nation v. United States, No. 02-25L, 2013 BL 166354 (Fed. Cl. June 24, 2013).

2/11/13: Professor Ronald H. Filler appeared on Reuters’ Sidebar to discuss derivatives regulation.

2/7/13: Professor Howard Meyers was interviewed in the CCTV story “Mary Jo White’s Conflicted Past.”

2/6/13: Professor Howard Meyers appeared and was quoted in the CCTV story “U.S. government sues Standard & Poor’s over pre-crisis ratings.”

2/5/13: Professor Ronald H. Filler participated in three panels at the Commodity Futures Trading Commission Roundtable on Enhancing Customer Protections in Washington, DC.

To read the News Archives, please click here: 201720162015, 2014, 2012