A Conversation About Current Issues Facing the Global Financial Industry

october 2021

mon18oct4:00 pm6:00 pmA Conversation About Current Issues Facing the Global Financial Industry Event Organized By: Ronald H. Filler Institute for Financial Services Law

Event Details

SPEAKERS
Robert Cook
President and CEO, Financial National Regulatory Association (FINRA)
Hon. Hester Peirce
Commissioner, U.S. Securities and Exchange Commission (SEC)
Thomas Sexton
President and CEO, National Futures Association (NFA)
Hon. Dawn Stump
Commissioner, U.S. Commodity Futures Trading Commission (CFTC)

MODERATORS
Ronald Filler
Professor of Law, Emeritus, New York Law School
Hon. Scott O’Malia
Former CFTC Commissioner; President and CEO of the International Swaps and Derivatives Association
Hon. Jill Sommers
Former CFTC Commissioner; Partner at Patomak Global Partners

DATE
Monday, October 18, 2021

TIME
4:00 p.m.–6:00 p.m. EDT

LOCATION
NYLS Events Center
185 West Broadway
New York, NY 10013
(and via Zoom)

RSVP 
Alumni and Friends:
www.nyls.edu/FillerRSVPalumni

NYLS Students, Faculty and Staff:
www.nyls.edu/FillerRSVPstudent

REGISTRATION FEE
$50 per Person
(Free of Charge for NYLS Students, Faculty, and Staff)

Registrants attending in person must show proof of being fully vaccinated and agree to wear a mask at all times.

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