(Lunch Lecture) Insider Trading Laws: Overview and Developments

november 2021

tue16nov12:45 pm1:45 pm(Lunch Lecture) Insider Trading Laws: Overview and Developments Event Organized By: Ronald H. Filler Institute for Financial Services Law

Event Details

As regulators ramp up their enforcement efforts, trading on nonpublic information has ensnared everyone from top business executives to celebrities to small investors. What are the basic elements of insider trading? Who is impacted and what are the legal theories that underpin insider trading laws? And what are some notable recent developments?

Speakers Eric Kriftcher, Managing Director and Associate General Counsel, and Sumahn Das, Assistant General Counsel & Vice President, Bank of America, will answer these and other questions.

Tuesday, November 16, 2021

12:45 p.m.–1:45 p.m. EST

Information on how to access the webinar will be provided via email closer to the webinar date.

1.0 free credit in Professional Development
(NY transitional and nontransitional)