(Lunch Lecture) Mutual Fund and ETF Regulation and Compliance

Mutual funds and exchange-traded funds (ETFs) have become the most popular ways to invest in the markets, giving investors access to professionally managed and diversified portfolios with assets in the tens of trillions of dollars. What regulatory and compliance matters oversee the formation, registration, corporate governance, and investment activities of mutual funds and ETFs?

Alexa Bonaros ’16, Senior Vice President of Legal and Compliance at Emles Advisors LLC, will give an overview of these and other issues.

DATE
Monday, November 1, 2021

TIME
12:45 p.m.–1:45 p.m. EDT

LOCATION
Webinar
Information on how to access the webinar will be provided via email closer to the webinar date.

RSVP
www.nyls.edu/CBFLLecture