February 2022
Event Details
The Financial Industry Regulatory Authority (FINRA) is a critical self-regulatory body that oversees the U.S. securities industry. To protect investors against fraud, FINRA licenses and registers all brokers and broker-dealer firms; ensures compliance with its rules and regulations; actively examines the practices of the securities industry; and disciplines bad actors. Our speakers will give an overview of and discuss possible career opportunities at FINRA.
Gene DeMaio, Esq.
Executive Vice President, FINRA
Carrie Jordan ’17
Examination Manager, FINRA
Justin Winter
Senior Director, FINRA
DATE
Thursday, February 17, 2022
TIME
12:45 p.m.–1:45 p.m. EST
LOCATION
Webinar
Information on accessing the webinar will be provided via email closer to the webinar date.