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Category: Financial Services and Compliance (page 6)

New York Law School > Courses > Business and Financial Services > Financial Services and Compliance

Organized and White Collar Crime

Posted on: May 1, 2020 August 17, 2020 Written by: rchung
This course focuses on the investigation, prosecution, and defense of today’s organized and white-collar criminal cases.
Continue reading “Organized and White Collar Crime”…

Post-Data Breach Litigation and Counseling

Posted on: May 1, 2020 August 17, 2020 Written by: rchung
This course gives students the opportunity to experience the pre-trial steps that occur in the event of a data breach.
Continue reading “Post-Data Breach Litigation and Counseling”…

Private Equity Financing Solutions

Posted on: June 1, 2023 February 29, 2024 Written by: kking
This simulation course focuses on the development of the key legal knowledge and skills needed to
successfully structure and effectuate acquisition finance solutions in the context of an M&A transaction involving a private equity sponsor seeking to acquire a public company target.
Continue reading “Private Equity Financing Solutions”…

Regulation of Broker-Dealer and Future Commission Merchants

Posted on: May 1, 2020 January 14, 2021 Written by: rchung
In this seminar course, students examine federal and state laws and regulations impacting securities and futures brokerage firms.
Continue reading “Regulation of Broker-Dealer and Future Commission Merchants”…

Securities Arbitration Field Placement

Posted on: March 5, 2021 April 2, 2025 Written by: agillingham
In this placement, students will learn how to conduct factual and legal analysis, draft pleadings, and represent clients in securities arbitration proceedings before the Financial Industry Regulatory Authority under the supervision of experienced attorneys.
Continue reading “Securities Arbitration Field Placement”…

Securities Regulation

Posted on: May 1, 2020 June 4, 2024 Written by: rchung
This course provides an overview of the federal securities laws and the work of the Securities and Exchange Commission.
Continue reading “Securities Regulation”…

Tax Research and Writing Seminar – J.D.

Posted on: May 1, 2020 December 21, 2023 Written by: rchung
This writing and research course is a bridge to practice for students interested in becoming proficient in tax research and writing, the foundations of tax practice.
Continue reading “Tax Research and Writing Seminar – J.D.”…

Taxation of Banks and Financial Institutions

Posted on: May 1, 2020 August 17, 2020 Written by: rchung
This course provides a practical and comprehensive foundation in the taxation of multinational banks and financial institutions operating in the United States.
Continue reading “Taxation of Banks and Financial Institutions”…

Wall Street Business and Financial Services Field Placement

Posted on: August 21, 2024 April 2, 2025 Written by: jbancamper
This field placement serves as an opportunity for upper-level students to gain practical experience within the business and financial services industry.
Continue reading “Wall Street Business and Financial Services Field Placement”…
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