DATE
Monday, October 7, 2024
TIME
5:30 p.m.–6:30 p.m.
LOCATION
W220
New York Law School
185 West Broadway,
New York, NY 10013
RSVP TO THIS EVENT.
The Role of the SEC and Current Regulatory Developments
Come hear a discussion between Hester M. Peirce, Commissioner of the U.S. Securities and Exchange Commission (SEC), and Filler Institute Director Howard S. Meyers as they discuss the role of the SEC and its current enforcement agenda, how the agency balances its role in capital formation and investor protection, and current regulatory developments.
The Ronald H. Filler Institute for Financial Services Law is housed within the Center for Business and Financial Law.