(Lunch Lecture) Representing Clients in SEC Investigations and Enforcement Actions

DATE
Tuesday, November 14, 2023

TIME
12:45 p.m.–1:45 p.m.
Lunch will be provided to those who register.

LOCATION
W302

RSVP TO THIS EVENT.

This event is for the NYLS community only. 

To protect investors and maintain fair markets, the U.S. Securities and Exchange Commission (SEC) investigates and brings hundreds of enforcement actions against violations of federal securities laws every year. In this lecture, Mark Astarita ’81 will give an overview of his work in representing clients during SEC investigations and enforcement matters involving a wide range of possible securities violations.

Mark Astarita ’81, an AV-rated attorney and Partner in Sallah Astarita & Cox LLC, has represented a wide range of clients before securities regulators in state and federal courts in more than 700 arbitrations and countless regulatory investigations and enforcement proceedings in 24 states over a career spanning four decades.

The Ronald H. Filler Institute for Financial Services Law is housed within the Center for Business and Financial Law.

The Ronald H. Filler Institute for Financial Servics Law is housed within the Center for Business and Financial Law.