Investing in the markets always involves risks and the real possibility of financial losses. Every year, lawyers file thousands of claims (through FINRA arbitrations) on behalf of their clients to recoup investment losses from broker-dealers.
Matthew B. Baum ’09, Partner at Ellenoff Grossman & Schole LLP, will give an overview of how lawyers representing broker-dealers defend against and resolve such claims.
DATE Tuesday, March 8, 2022
TIME 12:45 p.m.–1:45 p.m. EST
LOCATION Webinar Information on accessing the webinar will be provided via email closer to the webinar date.