March 2022
Event Details
Investing in the markets always involves risks and the real possibility of financial losses. Every year, lawyers file thousands of claims (through FINRA arbitrations) on behalf of their clients to recoup investment losses from broker-dealers.
Matthew B. Baum ’09, Partner at Ellenoff Grossman & Schole LLP, will give an overview of how lawyers representing broker-dealers defend against and resolve such claims.
DATE
Tuesday, March 8, 2022
TIME
12:45 p.m.–1:45 p.m. EST
LOCATION
Webinar
Information on accessing the webinar will be provided via email closer to the webinar date.
The Ronald H. Filler Institute for Financial Services Law is housed within the Center for Business and Financial Law.