(Lunch Lecture) Defending Clients From Investor Arbitration Claims

march 2022

tue08mar12:45 pm1:45 am(Lunch Lecture) Defending Clients From Investor Arbitration Claims Event Organized By: Ronald H. Filler Institute for Financial Services Law

Event Details

Investing in the markets always involves risks and the real possibility of financial losses. Every year, lawyers file thousands of claims (through FINRA arbitrations) on behalf of their clients to recoup investment losses from broker-dealers. 

Matthew B. Baum ’09, Partner at Ellenoff Grossman & Schole LLP, will give an overview of how lawyers representing broker-dealers defend against and resolve such claims.

DATE
Tuesday, March 8, 2022

TIME
12:45 p.m.–1:45 p.m. EST

LOCATION
Webinar
Information on accessing the webinar will be provided via email closer to the webinar date.

RSVP 
www.nyls.edu/studentrsvp

The Ronald H. Filler Institute for Financial Services Law is housed within the Center for Business and Financial Law.

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